Personnel SFC Licences and HKMA Registrations (ID 122143)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Admiralty Harbour Capital Limited	Rep	Advising on securities	2025-05-16	-
	Rep	Asset management	2025-05-16	-
	RO	Advising on securities	2020-08-28	2025-05-16
	RO	Asset management	2020-08-28	2025-05-16
	Rep	Dealing in securities	2019-06-26	2020-06-24
	Rep	Advising on securities	2019-06-26	2020-08-28
	Rep	Asset management	2019-06-26	2020-08-28
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-07-16	2008-11-21
	Rep	Dealing in securities	2007-07-16	2008-11-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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