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Kwok, Siu Wai 郭小惠 Hong Kong SFC License Details (ID 122150)
Kwok, Siu Wai 郭小惠
SFC ID:
APH017
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Lion Global Financial Limited
Rep
Dealing in securities
2009-03-02
2010-10-25
Rep
Advising on securities
2007-07-16
2010-10-25