Personnel Hong Kong SFC License Details (ID 122166)

Personnel Hong Kong SFC License Details (ID 122166)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-04-08	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-04-08	-
	Rep	Dealing in securities	2020-04-08	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2015-10-12	2019-08-20
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2015-07-04
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-07-18	2009-06-19
	Rep	Dealing in securities	2007-07-18	2009-06-19