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Uppal, Neel Hong Kong SFC License Details (ID 122171)
Uppal, Neel
SFC ID:
APH109
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on corporate finance
2007-07-16
2008-04-10
Rep
Dealing in securities
2007-07-16
2008-04-10