Personnel Hong Kong SFC License Details (ID 122173)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DAIWA ASSET MANAGEMENT (H.K.) LIMITED	Rep	Asset management	2018-02-08	2021-02-11
	Rep	Advising on securities	2013-05-23	2021-02-11
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2011-10-18	2013-03-16
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-06-18	2011-08-31
BOCI RESEARCH LIMITED	Rep	Advising on securities	2007-07-23	2010-05-25