Yeh, Shan-Ju 葉珊如

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALLY BRIDGE GROUP (HK) LIMITED	Rep	Advising on securities	2020-12-04	-
	Rep	Dealing in securities	2020-12-04	-
	Rep	Asset management	2015-07-21	-
Themes Investment Management Limited	Rep	Asset management	2013-05-30	2015-07-09
Morgan Stanley Asia Limited	Rep	Asset management	2009-08-12	2010-08-02
	Rep	Dealing in securities	2007-07-19	2010-08-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALLY BRIDGE GROUP (HK) LIMITED	Rep	Advising on securities	2020-12-04	-
	Rep	Dealing in securities	2020-12-04	-
	Rep	Asset management	2015-07-21	-
Themes Investment Management Limited	Rep	Asset management	2013-05-30	2015-07-09
Morgan Stanley Asia Limited	Rep	Asset management	2009-08-12	2010-08-02
	Rep	Dealing in securities	2007-07-19	2010-08-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.