Personnel Hong Kong SFC License Details (ID 122199)

Personnel Hong Kong SFC License Details (ID 122199)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-08-09	2011-09-01
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2010-08-09	2011-09-01
	Rep	Dealing in securities	2010-08-09	2011-09-01
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-08-09	2011-09-01
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2007-07-20	2009-05-26
	Rep	Dealing in futures contracts	2007-07-20	2009-05-26
	Rep	Dealing in securities	2007-07-20	2009-05-26