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Personnel Hong Kong SFC License Details (ID 122200)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
KGI WEALTH MANAGEMENT LIMITED
Rep
Dealing in securities
2009-05-18
2010-01-21
Credit Suisse (Hong Kong) Limited
Rep
Dealing in securities
2007-07-23
2008-10-28