Personnel SFC Licences and HKMA Registrations (ID 122204)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL Family Office (HK) Limited	Rep	Advising on securities	2026-07-02	-
	Rep	Asset management	2026-07-02	-
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-20	2008-06-30
	Rep	Dealing in securities	2007-07-20	2008-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.