Personnel Hong Kong SFC License Details (ID 122216)

Personnel Hong Kong SFC License Details (ID 122216)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-09-05	2009-04-27
	Rep	Advising on securities	2008-09-05	2009-04-27
	Rep	Dealing in securities	2008-09-05	2009-04-27
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-09-05	2009-04-27
	Rep	Advising on securities	2008-09-05	2009-04-27
	Rep	Dealing in securities	2008-09-05	2009-04-27
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-07-26	2008-04-29
	Rep	Advising on securities	2007-07-26	2008-04-29
	Rep	Dealing in securities	2007-07-26	2008-04-29
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-07-26	2008-04-29
	Rep	Advising on securities	2007-07-26	2008-04-29
	Rep	Dealing in securities	2007-07-26	2008-04-29