Personnel Hong Kong SFC License Details (ID 122237)

Personnel Hong Kong SFC License Details (ID 122237)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED	Rep	Advising on securities	2023-09-19	-
	Rep	Asset management	2023-09-19	-
	Rep	Dealing in securities	2023-09-19	-
	Rep	Advising on securities	2022-10-18	2023-06-07
	Rep	Asset management	2022-10-18	2023-06-07
	Rep	Dealing in securities	2022-10-18	2023-06-07
UBP ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2010-10-04	2011-04-04
	RO	Dealing in securities	2010-10-04	2011-04-04
	Rep	Advising on securities	2007-07-23	2010-10-04
	Rep	Dealing in securities	2007-07-23	2010-10-04