Personnel Hong Kong SFC License Details (ID 122240)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2012-02-13	2013-04-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-11-21	2010-06-07
KGI WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2007-08-22	2007-11-05
	Rep	Dealing in securities	2007-08-22	2007-11-05