Personnel Hong Kong SFC License Details (ID 122244)

Personnel Hong Kong SFC License Details (ID 122244)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PGIM (Hong Kong) Limited	Rep	Advising on securities	2024-09-01	-
	Rep	Advising on securities	2021-08-19	2024-08-31
DigitalBridge Management Asia Limited	Rep	Advising on securities	2020-01-20	2021-07-30
	Rep	Asset management	2020-01-20	2021-07-30
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-08-11	2019-10-31
	Rep	Asset management	2017-08-11	2019-10-31
Barings Investment Advisers (Hong Kong) Limited	Rep	Advising on securities	2014-04-30	2017-09-22
	Rep	Asset management	2014-04-30	2017-09-22
TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-07-07	2012-05-15
	Rep	Asset management	2011-07-07	2012-05-15
LaSalle Investment Management Hong Kong Limited	Rep	Advising on securities	2007-08-24	2011-01-03