Personnel Hong Kong SFC License Details (ID 122258)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Advising on securities	2012-08-03	2024-02-19
	Rep	Advising on securities	2008-12-04	2011-05-11
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2008-01-22	2008-08-29
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-07-30	2007-11-24