Personnel Hong Kong SFC License Details (ID 122265)

Personnel Hong Kong SFC License Details (ID 122265)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
uSmart Securities Limited	Rep	Dealing in futures contracts	2026-08-31	-
	Rep	Dealing in securities	2026-08-31	-
REALINK FINANCIAL TRADE LIMITED	Rep	Dealing in futures contracts	2022-03-28	2026-08-13
	Rep	Dealing in securities	2022-03-08	2026-08-13
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2021-11-16	2022-02-21
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2021-05-13	2021-07-30
	Rep	Dealing in securities	2021-05-13	2021-07-30
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2017-05-05	2018-11-19
Lion Global Financial Limited	Rep	Dealing in securities	2012-03-05	2012-06-11
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2011-03-28	2011-08-20
	Rep	Dealing in securities	2011-03-28	2011-08-20
OSCAR BENSON LIMITED (HK)	Rep	Advising on securities	2007-08-27	2010-11-30