Personnel Hong Kong SFC License Details (ID 122269)

Personnel Hong Kong SFC License Details (ID 122269)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG SECURITIES LIMITED	RO	Advising on securities	2025-01-24	-
	RO	Dealing in securities	2025-01-24	-
	Rep	Advising on securities	2024-12-17	2025-01-24
	Rep	Dealing in securities	2024-12-17	2025-01-24
FB SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2019-05-21	2024-07-02
	RO	Dealing in securities	2019-05-21	2024-07-02
Shacom Securities Limited	RO	Advising on securities	2017-11-28	2018-08-14
	RO	Dealing in securities	2017-11-28	2018-08-14
SHACOM FUTURES LIMITED	Rep	Advising on futures contracts	2017-09-21	2018-08-14
	Rep	Dealing in futures contracts	2017-09-21	2018-08-14
ZURICH ADVISORY (HK) LIMITED	Rep	Advising on securities	2007-08-30	2008-01-15