Personnel Hong Kong SFC License Details (ID 122281)

Personnel Hong Kong SFC License Details (ID 122281)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2013-08-01	2014-09-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2010-12-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-03-09	2010-12-30
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-07-30	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-30	2010-12-30
	Rep	Dealing in securities	2007-07-30	2010-12-30