Personnel Hong Kong SFC License Details (ID 122351)

Personnel Hong Kong SFC License Details (ID 122351)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huatai (Hong Kong) Futures Limited	Rep	Dealing in securities	2023-04-14	-
	RO	Advising on futures contracts	2017-04-11	-
	RO	Dealing in futures contracts	2017-04-11	-
VERCAP Financial Services Limited	RO	Dealing in futures contracts	2015-11-13	2017-04-04
	Rep	Dealing in futures contracts	2015-11-10	2015-11-13
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	RO	Advising on futures contracts	2012-02-01	2013-10-11
	RO	Dealing in futures contracts	2012-02-01	2013-10-11
	Rep	Advising on futures contracts	2011-11-21	2012-02-01
	Rep	Dealing in futures contracts	2011-11-21	2012-02-01
HGNH International Futures Co., Limited	RO	Dealing in futures contracts	2010-08-23	2011-09-07
	Rep	Dealing in futures contracts	2007-08-02	2010-08-23