Personnel Hong Kong SFC License Details (ID 122366)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Chinese Strategic Asset Management Limited	Rep	Advising on securities	2014-12-12	2016-08-01
	Rep	Asset management	2014-12-12	2016-08-01
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2012-09-26	2014-08-27
	Rep	Dealing in securities	2012-09-26	2014-08-27
Julius Baer (Hong Kong) Limited	Rep	Advising on securities	2009-07-13	2011-06-13
	Rep	Dealing in securities	2009-06-09	2011-06-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-08-06	2009-05-27