Nicot, Cynthia (SFC:APJ348)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2016-05-30	2016-10-27
Newedge Broker Limited	Rep	Providing automated trading services	2008-12-18	2009-07-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-12-11	2009-10-30
Newedge Broker Limited	Rep	Dealing in futures contracts	2008-12-11	2009-07-31
	Rep	Dealing in securities	2008-12-11	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-11	2009-10-30
	Rep	Dealing in securities	2008-12-11	2009-10-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2008-11-07
	Rep	Dealing in securities	2008-10-10	2008-11-07
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-03	2008-09-29
	Rep	Dealing in securities	2007-08-03	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-03	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-08-03	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2016-05-30	2016-10-27
Newedge Broker Limited	Rep	Providing automated trading services	2008-12-18	2009-07-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-12-11	2009-10-30
Newedge Broker Limited	Rep	Dealing in futures contracts	2008-12-11	2009-07-31
	Rep	Dealing in securities	2008-12-11	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-11	2009-10-30
	Rep	Dealing in securities	2008-12-11	2009-10-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2008-11-07
	Rep	Dealing in securities	2008-10-10	2008-11-07
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-03	2008-09-29
	Rep	Dealing in securities	2007-08-03	2008-09-29
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-03	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-08-03	2008-09-29