Personnel SFC Licences and HKMA Registrations (ID 122391)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TPG Capital, Limited	RO	Advising on securities	2024-11-07	-
	RO	Dealing in securities	2024-11-07	-
	Rep	Advising on securities	2022-12-22	2024-11-07
	Rep	Dealing in securities	2022-12-22	2024-11-07
NewQuest Capital Advisors (HK) Limited	Rep	Asset management	2012-03-08	2022-12-21
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-08-06	2011-07-08
	Rep	Advising on securities	2007-08-06	2011-07-08
	Rep	Dealing in securities	2007-08-06	2011-07-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.