Personnel Hong Kong SFC License Details (ID 122399)

Personnel Hong Kong SFC License Details (ID 122399)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-01-11	2018-01-18
	Rep	Dealing in securities	2018-01-11	2018-01-18
	Rep	Dealing in futures contracts	2017-03-30	2017-04-02
	Rep	Dealing in securities	2017-03-30	2017-04-02
	Rep	Dealing in futures contracts	2016-07-13	2016-07-20
	Rep	Dealing in securities	2016-07-13	2016-07-20
	Rep	Dealing in futures contracts	2015-03-10	2015-03-15
	Rep	Dealing in securities	2015-03-10	2015-03-15
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2009-01-23	2010-02-26
	Rep	Dealing in securities	2007-08-06	2010-02-26