Personnel Hong Kong SFC License Details (ID 122441)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Dealing in securities	2012-08-20	-
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Dealing in securities	2010-04-22	2010-11-08
PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED	Rep	Advising on securities	2009-12-18	2010-01-22
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Advising on securities	2009-12-18	2010-07-30
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2007-09-14	2009-10-24