Li, Zhengyi (SFC:APJ994) 李正逸

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oaktree Capital (Hong Kong) Limited	RO	Asset management	2016-09-19	-
	RO	Advising on securities	2016-04-18	-
	RO	Dealing in securities	2016-04-18	-
	Rep	Advising on securities	2014-08-01	2016-04-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2007-08-14	2008-09-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oaktree Capital (Hong Kong) Limited	RO	Asset management	2016-09-19	-
	RO	Advising on securities	2016-04-18	-
	RO	Dealing in securities	2016-04-18	-
	Rep	Advising on securities	2014-08-01	2016-04-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2007-08-14	2008-09-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.