| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-03-20 | 2009-04-07 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-03-20 | 2009-04-07 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-08-17 | 2007-10-25 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-08-17 | 2007-10-25 |