Personnel Hong Kong SFC License Details (ID 122566)

Personnel Hong Kong SFC License Details (ID 122566)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on securities	2013-01-10	2013-03-31
	Rep	Dealing in securities	2013-01-10	2013-03-31
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2009-12-23	2010-09-17
	Rep	Dealing in securities	2009-11-26	2010-09-17
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-07-03	2009-08-14
	Rep	Dealing in securities	2009-06-08	2009-08-14
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-08-17	2008-12-15
	Rep	Dealing in securities	2007-08-17	2008-12-15