| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on futures contracts | 2009-03-23 | 2009-10-01 |
| Rep | Advising on securities | 2009-03-23 | 2009-10-01 | |
| Rep | Dealing in futures contracts | 2009-02-26 | 2009-10-01 | |
| Rep | Dealing in securities | 2009-02-26 | 2009-10-01 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-22 | 2008-08-30 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-22 | 2008-08-30 |