Personnel Hong Kong SFC License Details (ID 122597)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2016-04-19	2022-12-06
	Rep	Asset management	2011-10-14	2022-12-06
	Rep	Dealing in securities	2011-10-14	2022-12-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2007-08-29	2009-10-31
	Rep	Dealing in securities	2007-08-29	2009-10-31