Personnel Hong Kong SFC License Details (ID 122610)

Personnel Hong Kong SFC License Details (ID 122610)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-11-02	2022-11-09
	Rep	Dealing in securities	2021-11-02	2022-11-09
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2019-02-08	2021-10-08
	Rep	Advising on securities	2019-01-08	2021-10-08
China Everbright Investment Management Limited	Rep	Advising on securities	2016-03-30	2018-11-30
	Rep	Asset management	2016-03-30	2018-11-30
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-11-06	2013-08-03
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2007-09-25	2009-10-04
	Rep	Advising on securities	2007-09-25	2009-10-04