| Inflexion Macro Capital Management Limited | RO | Advising on securities | 2021-09-23 | 2022-06-01 |
| RO | Asset management | 2021-09-23 | 2022-06-01 |
| RO | Dealing in securities | 2021-09-23 | 2022-06-01 |
| CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2019-05-29 | 2019-12-31 |
| Rep | Dealing in securities | 2019-05-29 | 2019-12-31 |
| QUINTAR CAPITAL LIMITED | RO | Asset management | 2018-08-14 | 2021-02-11 |
| Rep | Asset management | 2018-07-23 | 2018-08-14 |
| KuCoin Commodity Futures Limited | Rep | Dealing in futures contracts | 2017-04-10 | 2018-06-23 |
| KuCoin Asset Management Limited | RO | Asset management | 2016-12-12 | 2018-06-23 |
| KuCoin HK Limited | RO | Advising on securities | 2016-06-27 | 2018-06-23 |
| Rep | Dealing in securities | 2015-12-22 | 2018-06-23 |
| ZMF Asset Management Limited | RO | Asset management | 2014-06-24 | 2015-07-19 |
| CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-08-23 | 2014-10-15 |
| Rep | Dealing in securities | 2013-08-23 | 2014-10-15 |
| KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-04-30 | 2015-05-26 |
| ZMF Asset Management Limited | Rep | Asset management | 2011-06-20 | 2014-06-24 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2007-08-22 | 2008-08-22 |
| Rep | Dealing in securities | 2007-08-22 | 2008-08-22 |