Personnel Hong Kong SFC License Details (ID 122645)

Personnel Hong Kong SFC License Details (ID 122645)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	RO	Advising on securities	2020-07-17	-
	RO	Asset management	2020-07-17	-
	RO	Dealing in securities	2020-07-17	-
PineBridge Investments Hong Kong Limited	RO	Asset management	2020-07-17	-
	RO	Dealing in securities	2020-07-17	-
	Rep	Asset management	2020-04-23	2020-07-17
	Rep	Dealing in securities	2020-04-23	2020-07-17
PineBridge Investments Asia Limited	Rep	Advising on securities	2012-11-01	2020-07-17
	Rep	Asset management	2012-11-01	2020-07-17
	Rep	Dealing in securities	2012-11-01	2020-07-17
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2007-08-22	2009-11-11