Personnel SFC Licences and HKMA Registrations (ID 122675)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROCTEC FUTURES TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2024-07-29	-
ROCTEC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2024-07-29	-
Future Securities Limited (HK)	Rep	Dealing in futures contracts	2024-03-19	2024-06-21
	Rep	Dealing in securities	2024-03-19	2024-06-21
HO FUNG SHARES INVESTMENT LIMITED	Rep	Dealing in securities	2007-08-29	2011-09-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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