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Ellis, Stephen Edward (SFC:APM157) Hong Kong SFC License Details (ID 122681)
Ellis, Stephen Edward (SFC:APM157)
SFC ID:
APM157
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Credit Suisse (Hong Kong) Limited
Rep
Advising on corporate finance
2007-08-28
2009-11-23
Rep
Advising on securities
2007-08-28
2009-11-23
Rep
Dealing in securities
2007-08-28
2009-11-23