| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-21 | 2011-06-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-03-21 | 2011-06-07 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-08-31 | 2008-09-07 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-08-31 | 2008-09-07 |