Personnel Hong Kong SFC License Details (ID 122705)

Personnel Hong Kong SFC License Details (ID 122705)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRT Capital Management Limited	Rep	Advising on securities	2025-09-01	2026-01-31
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2023-08-01	2023-09-19
	Rep	Dealing in securities	2023-08-01	2023-09-19
WEST BULL SECURITIES LIMITED	Rep	Dealing in securities	2020-11-06	2022-09-07
Sun International Investment Services Limited	Rep	Dealing in securities	2016-12-30	2017-09-24
GEO Securities Limited	Rep	Dealing in securities	2013-10-21	2016-07-01
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-08-20	2013-08-31
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-12-13	2010-01-05
	Rep	Advising on securities	2007-08-29	2007-10-10