Personnel Hong Kong SFC License Details (ID 122710)

Personnel Hong Kong SFC License Details (ID 122710)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KEC Capital Company Limited	RO	Advising on securities	2018-09-17	-
	RO	Asset management	2018-09-17	-
	Rep	Advising on securities	2018-06-25	2018-09-17
	Rep	Asset management	2018-06-25	2018-09-17
CAM Wealth Management Company Limited	RO	Asset management	2017-01-24	2018-04-30
	Rep	Asset management	2016-12-20	2017-01-24
	Rep	Advising on securities	2016-12-20	2018-04-30
Ion Pacific Limited	Rep	Advising on corporate finance	2015-12-17	2016-06-16
	Rep	Advising on securities	2015-12-17	2016-06-16
	RO	Asset management	2015-12-17	2016-06-16
	Rep	Dealing in securities	2015-12-17	2016-06-16
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-08-29	2008-05-15