Personnel Hong Kong SFC License Details (ID 122716)

Personnel Hong Kong SFC License Details (ID 122716)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Dealing in securities	2014-01-13	2015-09-01
	Rep	Advising on futures contracts	2012-07-05	2015-09-01
	Rep	Dealing in futures contracts	2012-07-05	2015-09-01
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2010-10-27
	Rep	Dealing in futures contracts	2008-11-07	2010-10-27
	Rep	Dealing in securities	2007-09-03	2010-10-27
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-09-03	2008-11-24
	Rep	Dealing in futures contracts	2007-09-03	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-09-03	2010-10-27