Personnel SFC Licences and HKMA Registrations (ID 122741)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kadensa Capital Limited	Rep	Asset management	2024-11-11	-
	Rep	Asset management	2024-01-04	2024-07-04
Point72 Hong Kong Limited	Rep	Asset management	2012-06-06	2016-07-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-07-07	2011-01-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-09-03	2011-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.