| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited | RO | Advising on securities | 2016-06-14 | - |
| RO | Dealing in securities | 2016-06-14 | - | |
| Rep | Advising on securities | 2016-05-10 | 2016-06-14 | |
| Rep | Dealing in securities | 2016-05-10 | 2016-06-14 | |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-09-05 | 2009-03-06 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | EO | HEAD, MACRO TRADING, GREATER CHINA | 2014-12-19 | — | Current |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | EO | HEAD, MACRO TRADING, GREATER CHINA | 2014-12-19 | — | Current |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | — | 2014-08-22 | 2014-12-18 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | — | 2014-08-22 | 2014-12-18 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | EO | — | 2013-08-23 | 2014-08-21 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | EO | — | 2013-08-23 | 2014-08-21 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | — | 2009-06-23 | 2013-08-22 | Former |
| 渣 打 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | — | 2009-06-23 | 2013-08-22 | Former |
| DEUTSCHE BANK AKTIENGESELLSCHAFT | Advising on securities | Non-EO | — | 2003-04-01 | 2006-01-19 | Former |