| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | Rep | Asset management | 2023-01-10 | - |
| Rep | Dealing in securities | 2023-01-10 | - | |
| DWS Investments Hong Kong Limited | RO | Dealing in futures contracts | 2022-04-26 | 2023-01-06 |
| RO | Dealing in securities | 2022-04-26 | 2023-01-06 | |
| Rep | Dealing in futures contracts | 2021-12-22 | 2022-04-26 | |
| Rep | Dealing in securities | 2021-12-22 | 2022-04-26 | |
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Asset management | 2015-07-28 | 2021-12-17 |
| Rep | Dealing in futures contracts | 2015-07-28 | 2021-12-17 | |
| Rep | Dealing in securities | 2015-07-28 | 2021-12-17 | |
| Polen Capital HK Limited | Rep | Advising on securities | 2012-10-09 | 2015-06-07 |
| Rep | Dealing in securities | 2012-10-09 | 2015-06-07 | |
| LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2012-07-19 | 2012-10-31 |
| Rep | Dealing in securities | 2012-07-19 | 2012-10-31 | |
| HBK HONG KONG LIMITED | Rep | Asset management | 2007-09-07 | 2008-09-30 |
No HKMA registrations in the collected records.