Personnel Hong Kong SFC License Details (ID 122780)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Advising on securities	2009-03-16	2009-04-13
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-09-10	2008-12-10
	Rep	Advising on securities	2007-09-10	2008-12-10
	Rep	Dealing in securities	2007-09-10	2008-12-10