Personnel SFC Licences and HKMA Registrations (ID 122840)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2024-10-15	-
	RO	Asset management	2024-10-15	-
	Rep	Advising on securities	2016-09-01	2024-10-15
	Rep	Asset management	2016-09-01	2024-10-15
IMPERIAL DRAGON ASSET MANAGEMENT LIMITED	Rep	Asset management	2007-10-22	2007-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.