Personnel Hong Kong SFC License Details (ID 122844)

Personnel Hong Kong SFC License Details (ID 122844)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2012-04-17	2014-03-07
	Rep	Advising on securities	2012-04-17	2014-03-07
	Rep	Dealing in securities	2012-04-17	2014-03-07
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-09-14	2011-09-09
	Rep	Advising on securities	2007-09-14	2011-09-09
	Rep	Dealing in securities	2007-09-14	2011-09-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-09-14	2011-09-09
	Rep	Advising on securities	2007-09-14	2011-09-09
	Rep	Dealing in securities	2007-09-14	2011-09-09