Personnel Hong Kong SFC License Details (ID 122868)

Personnel Hong Kong SFC License Details (ID 122868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED	Rep	Dealing in securities	2023-01-31	2023-05-12
	Rep	Advising on securities	2017-08-14	2023-05-12
	Rep	Asset management	2017-08-14	2023-05-12
China Orient International Asset Management Limited	Rep	Advising on securities	2016-03-03	2017-07-12
	Rep	Asset management	2016-03-03	2017-07-12
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2011-10-24	2016-01-26
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2007-09-10	2008-07-19
	Rep	Asset management	2007-09-10	2008-07-19