| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2010-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2010-09-01 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2010-09-01 |
| Rep | Dealing in securities | 2009-08-10 | 2010-09-01 | |
| BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-09-19 | 2008-06-30 |
| Rep | Dealing in securities | 2007-09-19 | 2008-06-30 |