Personnel Hong Kong SFC License Details (ID 122904)

Personnel Hong Kong SFC License Details (ID 122904)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORNUCOPIA CAPITAL PARTNERS LIMITED	RO	Asset management	2022-01-25	-
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-04-01	2019-07-08
	Rep	Dealing in securities	2019-04-01	2019-07-08
Nine Masts Capital Limited	Rep	Asset management	2016-08-15	2019-03-15
PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2012-11-27	2014-07-18
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-09-14	2009-02-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-09-14	2009-02-09