Personnel Hong Kong SFC License Details (ID 122988)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	RO	Providing credit rating services	2019-11-27	-
	Rep	Providing credit rating services	2013-07-31	2019-11-27
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-09-20	2008-09-29