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Harada, Sonoko Hong Kong SFC License Details (ID 122989)
Harada, Sonoko
SFC ID:
APR256
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MIZUHO SECURITIES ASIA LIMITED
Rep
Dealing in securities
2010-09-28
2010-12-28
LEHMAN BROTHERS ASIA LIMITED
Rep
Dealing in futures contracts
2007-09-21
2008-09-29
Rep
Dealing in securities
2007-09-21
2008-09-29