| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-19 | 2010-10-19 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2009-03-06 | 2010-10-19 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-09-24 | 2007-11-08 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-09-24 | 2007-11-08 |