Fang, Cao 方草

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HCEP Management Limited	RO	Asset management	2020-08-03	-
TBP Investment Advisory (HK) Limited	Rep	Asset management	2019-10-22	2020-01-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2007-09-24	2009-08-21
	Rep	Dealing in securities	2007-09-24	2009-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HCEP Management Limited	RO	Asset management	2020-08-03	-
TBP Investment Advisory (HK) Limited	Rep	Asset management	2019-10-22	2020-01-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2007-09-24	2009-08-21
	Rep	Dealing in securities	2007-09-24	2009-08-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.